GUG

Guggenheim Active Allocation Fund$14.09+0.06 (+0.43%)

Prev Close$14.03·MCap$527.0M·P/E—·Vol47.8K·Yield—

▲

Buys (12M)

$0.00

▼

Sells (12M)

$47.5K

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Net Activity

Net Seller

$47.5K

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Active Insiders

last 12 mo

Over the past 12 months, insider activity at Guggenheim Active Allocation Fund (GUG) has been exclusively selling, with 0 insider purchases totaling $0.00 and 1 insider sale totaling $47.5K. The most recent insider transaction was by Barnes Randall C (director, other: TRUSTEE), who sold $47.5K worth of shares on Mar 9, 2026. Guggenheim Active Allocation Fund operates in the Technology sector, within the General industry, with a market cap of $527.0M.

GUG Insider Trading Activity

Date	Insider	Role	Type	Shares	Avg Price	Value	Shares After
Mar 9, 2026	Barnes Randall C	director, other: TRUSTEE	Sell	3,000	$15.85	$47.5K	62,322
Apr 1, 2025	TOUPIN RONALD E JR	Director	Buy	1,500	$15.10	$22.6K	0
Oct 4, 2024	Barnes Randall C		Sell	500	$16.45	$8.2K	65,322
Sep 3, 2024	Brock-Kyle Angela		Buy	909	$15.94	$14.5K	3,356+37%
Apr 1, 2024	TOUPIN RONALD E JR		Buy	194	$14.65	$2.8K	11,046
Jan 30, 2024	Barnes Randall C		Buy	385	$14.50	$5.6K	65,822
Dec 29, 2023	TOUPIN RONALD E JR		Buy	200	$14.67	$2.9K	10,592
Dec 13, 2023	Barnes Randall C		Buy	5,880	$13.92	$81.8K	65,437
Dec 11, 2023	Barnes Randall C		Buy	2,000	$14.07	$28.1K	59,557
Dec 8, 2023	Barnes Randall C		Buy	7,725	$14.12	$109.1K	57,557
Dec 7, 2023	Barnes Randall C		Buy	14,705	$14.01	$206.0K	49,832+42%
Dec 6, 2023	Barnes Randall C		Buy	6,000	$13.92	$83.5K	35,127
Nov 30, 2023	Barnes Randall C		Buy	1,000	$13.85	$13.8K	29,127
Nov 30, 2023	TOUPIN RONALD E JR		Buy	200	$13.73	$2.7K	10,306
Nov 1, 2023	Barnes Randall C		Buy	1,000	$12.99	$13.0K	28,127
Oct 31, 2023	TOUPIN RONALD E JR		Buy	220	$13.04	$2.9K	10,020
Oct 23, 2023	Brock-Kyle Angela		Buy	775	$12.89	$10.0K	2,244+53%
Sep 29, 2023	TOUPIN RONALD E JR		Buy	215	$13.54	$2.9K	9,711
Sep 29, 2023	Barnes Randall C		Buy	1,784	$13.58	$24.2K	27,127
Sep 5, 2023	Barnes Randall C		Buy	1,390	$13.98	$19.4K	25,343
Sep 1, 2023	Barnes Randall C		Buy	333	$14.10	$4.7K	23,953
Sep 1, 2023	TOUPIN RONALD E JR		Buy	202	$14.10	$2.8K	9,414
Aug 1, 2023	Barnes Randall C		Buy	1,729	$14.16	$24.5K	23,620
Jul 31, 2023	TOUPIN RONALD E JR		Buy	202	$14.23	$2.9K	9,134
Jul 5, 2023	TOUPIN RONALD E JR		Buy	202	$14.30	$2.9K	8,858
Jul 3, 2023	Barnes Randall C		Buy	1,645	$14.36	$23.6K	21,891
Jun 7, 2023	Barnes Randall C		Buy	310	$13.80	$4.3K	20,246
Jun 1, 2023	Barnes Randall C		Buy	1,400	$13.75	$19.3K	19,936
Jun 1, 2023	TOUPIN RONALD E JR		Buy	215	$13.90	$3.0K	8,584
May 2, 2023	Barnes Randall C		Buy	1,146	$14.11	$16.2K	18,536
May 1, 2023	Barnes Randall C		Buy	500	$14.08	$7.0K	17,390
Apr 28, 2023	TOUPIN RONALD E JR		Buy	200	$14.03	$2.8K	8,297
Apr 10, 2023	TOUPIN RONALD E JR		Buy	250	$14.18	$3.5K	8,029
Mar 13, 2023	TOUPIN RONALD E JR		Buy	245	$13.98	$3.4K	7,711
Mar 10, 2023	Barnes Randall C		Buy	1,610	$14.27	$23.0K	16,890
Feb 3, 2023	TOUPIN RONALD E JR		Buy	189	$15.07	$2.8K	7,405
Feb 1, 2023	Barnes Randall C		Buy	1,540	$14.85	$22.9K	15,280
Jan 3, 2023	Barnes Randall C		Buy	1,645	$13.49	$22.2K	13,740
Jan 3, 2023	TOUPIN RONALD E JR		Buy	249	$13.45	$3.3K	7,157
Dec 22, 2022	Barnes Randall C		Buy	2,400	$13.73	$33.0K	12,095
Dec 20, 2022	Barnes Randall C		Buy	2,030	$13.87	$28.2K	9,695+26%
Dec 2, 2022	Brock-Kyle Angela		Buy	353	$14.16	$5.0K	1,353+35%
Nov 30, 2022	Barnes Randall C		Buy	1,560	$13.80	$21.5K	7,665+26%
Nov 28, 2022	Barnes Randall C		Buy	2,860	$14.01	$40.1K	6,105+88%
Nov 2, 2022	NYBERG RONALD		Buy	800	$13.57	$10.9K	800
Nov 1, 2022	Barnes Randall C		Buy	1,565	$13.60	$21.3K	3,245+93%
Oct 26, 2022	Barnes Randall C		Buy	270	$13.05	$3.5K	1,680
Oct 12, 2022	TOUPIN RONALD E JR		Buy	1,145	$13.68	$15.7K	6,729
Sep 29, 2022	TOUPIN RONALD E JR		Buy	1,000	$12.90	$12.9K	5,553
Sep 22, 2022	TOUPIN RONALD E JR		Buy	1,000	$13.90	$13.9K	4,553+28%

Showing 1–50 of 60

1 / 2

GUG Insider Buying Activity

The following table shows recent insider purchases of Guggenheim Active Allocation Fund (GUG) stock reported via SEC Form 4 filings.

Date	Insider	Role	Type	Shares	Avg Price	Value	Shares After
Apr 1, 2025	TOUPIN RONALD E JR	Director	Buy	1,500	$15.10	$22.6K	0
Sep 3, 2024	Brock-Kyle Angela		Buy	909	$15.94	$14.5K	3,356+37%
Apr 1, 2024	TOUPIN RONALD E JR		Buy	194	$14.65	$2.8K	11,046
Jan 30, 2024	Barnes Randall C		Buy	385	$14.50	$5.6K	65,822
Dec 29, 2023	TOUPIN RONALD E JR		Buy	200	$14.67	$2.9K	10,592
Dec 13, 2023	Barnes Randall C		Buy	5,880	$13.92	$81.8K	65,437
Dec 11, 2023	Barnes Randall C		Buy	2,000	$14.07	$28.1K	59,557
Dec 8, 2023	Barnes Randall C		Buy	7,725	$14.12	$109.1K	57,557
Dec 7, 2023	Barnes Randall C		Buy	14,705	$14.01	$206.0K	49,832+42%
Dec 6, 2023	Barnes Randall C		Buy	6,000	$13.92	$83.5K	35,127
Nov 30, 2023	Barnes Randall C		Buy	1,000	$13.85	$13.8K	29,127
Nov 30, 2023	TOUPIN RONALD E JR		Buy	200	$13.73	$2.7K	10,306
Nov 1, 2023	Barnes Randall C		Buy	1,000	$12.99	$13.0K	28,127
Oct 31, 2023	TOUPIN RONALD E JR		Buy	220	$13.04	$2.9K	10,020
Oct 23, 2023	Brock-Kyle Angela		Buy	775	$12.89	$10.0K	2,244+53%
Sep 29, 2023	TOUPIN RONALD E JR		Buy	215	$13.54	$2.9K	9,711
Sep 29, 2023	Barnes Randall C		Buy	1,784	$13.58	$24.2K	27,127
Sep 5, 2023	Barnes Randall C		Buy	1,390	$13.98	$19.4K	25,343
Sep 1, 2023	Barnes Randall C		Buy	333	$14.10	$4.7K	23,953
Sep 1, 2023	TOUPIN RONALD E JR		Buy	202	$14.10	$2.8K	9,414
Aug 1, 2023	Barnes Randall C		Buy	1,729	$14.16	$24.5K	23,620
Jul 31, 2023	TOUPIN RONALD E JR		Buy	202	$14.23	$2.9K	9,134
Jul 5, 2023	TOUPIN RONALD E JR		Buy	202	$14.30	$2.9K	8,858
Jul 3, 2023	Barnes Randall C		Buy	1,645	$14.36	$23.6K	21,891
Jun 7, 2023	Barnes Randall C		Buy	310	$13.80	$4.3K	20,246
Jun 1, 2023	Barnes Randall C		Buy	1,400	$13.75	$19.3K	19,936
Jun 1, 2023	TOUPIN RONALD E JR		Buy	215	$13.90	$3.0K	8,584
May 2, 2023	Barnes Randall C		Buy	1,146	$14.11	$16.2K	18,536
May 1, 2023	Barnes Randall C		Buy	500	$14.08	$7.0K	17,390
Apr 28, 2023	TOUPIN RONALD E JR		Buy	200	$14.03	$2.8K	8,297
Apr 10, 2023	TOUPIN RONALD E JR		Buy	250	$14.18	$3.5K	8,029
Mar 13, 2023	TOUPIN RONALD E JR		Buy	245	$13.98	$3.4K	7,711
Mar 10, 2023	Barnes Randall C		Buy	1,610	$14.27	$23.0K	16,890
Feb 3, 2023	TOUPIN RONALD E JR		Buy	189	$15.07	$2.8K	7,405
Feb 1, 2023	Barnes Randall C		Buy	1,540	$14.85	$22.9K	15,280
Jan 3, 2023	Barnes Randall C		Buy	1,645	$13.49	$22.2K	13,740
Jan 3, 2023	TOUPIN RONALD E JR		Buy	249	$13.45	$3.3K	7,157
Dec 22, 2022	Barnes Randall C		Buy	2,400	$13.73	$33.0K	12,095
Dec 20, 2022	Barnes Randall C		Buy	2,030	$13.87	$28.2K	9,695+26%
Dec 2, 2022	Brock-Kyle Angela		Buy	353	$14.16	$5.0K	1,353+35%
Nov 30, 2022	Barnes Randall C		Buy	1,560	$13.80	$21.5K	7,665+26%
Nov 28, 2022	Barnes Randall C		Buy	2,860	$14.01	$40.1K	6,105+88%
Nov 2, 2022	NYBERG RONALD		Buy	800	$13.57	$10.9K	800
Nov 1, 2022	Barnes Randall C		Buy	1,565	$13.60	$21.3K	3,245+93%
Oct 26, 2022	Barnes Randall C		Buy	270	$13.05	$3.5K	1,680
Oct 12, 2022	TOUPIN RONALD E JR		Buy	1,145	$13.68	$15.7K	6,729
Sep 29, 2022	TOUPIN RONALD E JR		Buy	1,000	$12.90	$12.9K	5,553
Sep 22, 2022	TOUPIN RONALD E JR		Buy	1,000	$13.90	$13.9K	4,553+28%

GUG Insider Selling Activity

The following table shows recent insider sales of Guggenheim Active Allocation Fund (GUG) stock reported via SEC Form 4 filings.

Date	Insider	Role	Type	Shares	Avg Price	Value	Shares After
Mar 9, 2026	Barnes Randall C	director, other: TRUSTEE	Sell	3,000	$15.85	$47.5K	62,322
Oct 4, 2024	Barnes Randall C		Sell	500	$16.45	$8.2K	65,322

GUG Insiders

Barnes Randall C

director, other: TRUSTEE

Bought $921.8KSold $55.8K

32 tradesLast: Mar 9, 2026

TOUPIN RONALD E JR

Director

Bought $167.6K

22 tradesLast: Apr 1, 2025

Brock-Kyle Angela

Director

Bought $49.5K

4 tradesLast: Sep 3, 2024

NYBERG RONALD

Bought $10.9K

1 tradesLast: Nov 2, 2022

SPONEM SANDRA G

Bought $15.0K

1 tradesLast: Jun 9, 2022

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