GOLDSTEIN PHILLIP

PCF

GOLDSTEIN PHILLIP serves as director, other: Affiliate of the Adviser at High Income Securities Fund (PCF). This page tracks their complete SEC Form 4 insider trading history including stock purchases and sales.

Total Buys

21 trades

$997.0K

Total Sells

17 trades

$6.16M

Net Position

Net Seller

$5.16M

Companies Traded

PCF, SWZ, SPE

Active Period

Jun 2021 – Apr 2026

38 total trades

Most Recent

Buy PCF

Apr 9, 2026 · $31.0K

GOLDSTEIN PHILLIP's Insider Trading at High Income Securities Fund (PCF)

Buys

9 · $488.3K

Sells

9 · $3.42M

Total Shares Bought

81,194

Total Shares Sold

424,457

PCF Price Chart

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Date	Type	Shares	Avg Price	Value	Shares After
Apr 9, 2026	Buy	5,688	$5.46	$31.0K	47,041
Mar 19, 2026	Buy	17,905	$5.46	$97.8K	41,353
Feb 2, 2026	Buy	17,514	$6.05	$106.0K	0
Dec 16, 2025	Buy	5,787	$6.02	$34.8K	0
Feb 24, 2025	Sell	26,280	$6.85	$179.9K	0
Jul 1, 2024	Sell	90,000	$6.93	$623.7K	39,773
Jun 28, 2024	Sell	144,600	$6.85	$990.9K	214,573
Apr 25, 2023	Buy	10,000	$6.37	$63.7K	244,373
Apr 12, 2023	Buy	10,000	$6.39	$63.9K	234,373
Apr 10, 2023	Buy	9,510	$6.41	$61.0K	224,373
Mar 21, 2023	Buy	4,000	$6.28	$25.1K	214,863
Mar 15, 2023	Buy	790	$6.36	$5.0K	210,863
Aug 18, 2021	Sell	28,000	$9.98	$279.6K	15,129
Aug 17, 2021	Sell	30,310	$9.93	$300.9K	53,439
Aug 13, 2021	Sell	27,718	$9.89	$274.1K	68,439
Aug 11, 2021	Sell	26,506	$9.89	$262.3K	109,559
Aug 9, 2021	Sell	27,701	$9.88	$273.7K	138,559
Aug 5, 2021	Sell	23,342	$9.86	$230.2K	162,065

GOLDSTEIN PHILLIP's Insider Trading at Special Opportunities Fund, Inc. (SPE)

Buys

7 · $238.5K

Sells

2 · $1.55M

Total Shares Bought

20,006

Total Shares Sold

100,872

SPE Price Chart

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Date	Type	Shares	Avg Price	Value	Shares After
Apr 8, 2025	Buy	3,000	$13.80	$41.4K	34,822
Jan 2, 2024	Buy	1,363	$11.78	$16.1K	31,822
Apr 7, 2023	Buy	7,400	$10.85	$80.3K	31,459
Mar 31, 2023	Buy	2,243	$10.82	$24.3K	24,059
Feb 7, 2023	Buy	2,000	$11.85	$23.7K	21,816
Feb 1, 2023	Buy	2,000	$11.63	$23.3K	19,816
Feb 9, 2022	Buy	2,000	$14.76	$29.5K	21,350
Dec 20, 2021	Sell	2,542	$15.55	$39.5K	19,350
Jun 8, 2021	Sell	98,330	$15.33	$1.51M	26,417

GOLDSTEIN PHILLIP's Insider Trading at Total Return Securities Fund (SWZ)

Buys

5 · $270.3K

Sells

6 · $1.20M

Total Shares Bought

45,000

Total Shares Sold

134,813

SWZ Price Chart

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Date	Type	Shares	Avg Price	Value	Shares After
Mar 19, 2026	Buy	10,000	$5.98	$59.8K	113,234
Mar 9, 2026	Buy	10,000	$5.99	$59.9K	103,234
Feb 25, 2026	Buy	5,000	$6.13	$30.6K	87,910
Feb 6, 2026	Buy	10,000	$6.07	$60.7K	0
Jan 30, 2026	Buy	10,000	$5.92	$59.2K	0
Jan 23, 2026	Sell	31,314	$6.81	$213.2K	0
Jan 21, 2025	Sell	4,535	$8.45	$38.3K	12,248
Jul 6, 2021	Sell	1,212	$9.79	$11.9K	16,783
Jun 8, 2021	Sell	76,958	$9.50	$731.4K	27,894
Jun 4, 2021	Sell	1,994	$9.67	$19.3K	96,753
Jun 3, 2021	Sell	18,800	$9.71	$182.6K	110,900