HNNAZ

Hennessy Advisors, Inc. 4.875% Notes due 2026$24.97+0.00 (—)

Prev Close$24.97·MCap$198.9M·P/E8.52·Vol—·Yield0.05%

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Buys (12M)

$0.00

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Sells (12M)

$5.3K

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Net Activity

Net Seller

$5.3K

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Active Insiders

last 12 mo

Over the past 12 months, insider activity at Hennessy Advisors, Inc. 4.875% Notes due 2026 (HNNAZ) has been exclusively selling, with 0 insider purchases totaling $0.00 and 1 insider sale totaling $5.3K. The most recent insider transaction was by Newton Kiera (Director), who sold $5.3K worth of shares on Dec 30, 2025. Hennessy Advisors, Inc. 4.875% Notes due 2026 operates in the Financial Services sector, within the Asset Management industry, with a market cap of $198.9M.

HNNAZ Insider Trading Activity

Date	Insider	Role	Type	Shares	Avg Price	Value	Shares After
Dec 30, 2025	Newton Kiera	Director	Sell	571	$9.35	$5.3K	0
Sep 29, 2025	Newton Kiera	Director	Sell	390	$10.73	$4.2K	0
Sep 23, 2025	Newton Kiera	Director	Sell	3	$11.00	$33.00	0
Sep 18, 2025	Fahy Kathryn	SVP and CFO	Sell	4,022	$11.08	$44.6K	0
Sep 18, 2025	HENNESSY NEIL J	CEO	Sell	9,000	$11.08	$99.7K	0
Sep 18, 2025	STEADMAN DANIEL B	Executive VP	Sell	3,008	$11.08	$33.3K	0
Aug 14, 2025	SEAVEY THOMAS L	Director	Sell	5,301	$10.67	$56.6K	0
Aug 12, 2025	SEAVEY THOMAS L	Director	Sell	14,704	$10.78	$158.5K	0
May 13, 2025	Fahy Kathryn	SVP and CFO	Sell	10,000	$10.71	$107.1K	0
Mar 28, 2025	NILSEN TERESA M	President, COO and Secretary	Sell	4,000	$10.42	$41.7K	0
Mar 27, 2025	Newton Kiera	Director	Sell	575	$10.52	$6.1K	0
Mar 25, 2025	NILSEN TERESA M	President, COO and Secretary	Sell	8,000	$10.53	$84.2K	0
Mar 20, 2025	NILSEN TERESA M	President, COO and Secretary	Sell	7,860	$10.45	$82.1K	0
Feb 27, 2025	Fahy Kathryn	SVP and CFO	Sell	8,000	$11.07	$88.6K	0
May 23, 2023	HENNESSY NEIL J	CEO	Buy	12,000	$6.90	$82.8K	2,038,785
Mar 24, 2023	OFFENBACH RODGER		Sell	500	$7.80	$3.9K	115,573
Mar 16, 2023	OFFENBACH RODGER		Sell	500	$8.03	$4.0K	116,073
Mar 2, 2023	Pomilia Susan Weber	Director	Sell	11,225	$9.02	$101.3K	52,062
Dec 13, 2022	OFFENBACH RODGER		Sell	2,615	$8.33	$21.8K	116,573
Mar 14, 2022	STEADMAN DANIEL B	Executive Vice President	Sell	15,010	$9.83	$147.6K	42,987-26%
Aug 12, 2021	HENNESSY BRIAN A	Director	Buy	3,900	$10.07	$39.3K	278,471
May 19, 2021	OFFENBACH RODGER	Director	Sell	2,000	$9.00	$18.0K	109,438

HNNAZ Insider Buying Activity

The following table shows recent insider purchases of Hennessy Advisors, Inc. 4.875% Notes due 2026 (HNNAZ) stock reported via SEC Form 4 filings.

Date	Insider	Role	Type	Shares	Avg Price	Value	Shares After
May 23, 2023	HENNESSY NEIL J	CEO	Buy	12,000	$6.90	$82.8K	2,038,785
Aug 12, 2021	HENNESSY BRIAN A	Director	Buy	3,900	$10.07	$39.3K	278,471

HNNAZ Insider Selling Activity

The following table shows recent insider sales of Hennessy Advisors, Inc. 4.875% Notes due 2026 (HNNAZ) stock reported via SEC Form 4 filings.

Date	Insider	Role	Type	Shares	Avg Price	Value	Shares After
Dec 30, 2025	Newton Kiera	Director	Sell	571	$9.35	$5.3K	0
Sep 29, 2025	Newton Kiera	Director	Sell	390	$10.73	$4.2K	0
Sep 23, 2025	Newton Kiera	Director	Sell	3	$11.00	$33.00	0
Sep 18, 2025	Fahy Kathryn	SVP and CFO	Sell	4,022	$11.08	$44.6K	0
Sep 18, 2025	HENNESSY NEIL J	CEO	Sell	9,000	$11.08	$99.7K	0
Sep 18, 2025	STEADMAN DANIEL B	Executive VP	Sell	3,008	$11.08	$33.3K	0
Aug 14, 2025	SEAVEY THOMAS L	Director	Sell	5,301	$10.67	$56.6K	0
Aug 12, 2025	SEAVEY THOMAS L	Director	Sell	14,704	$10.78	$158.5K	0
May 13, 2025	Fahy Kathryn	SVP and CFO	Sell	10,000	$10.71	$107.1K	0
Mar 28, 2025	NILSEN TERESA M	President, COO and Secretary	Sell	4,000	$10.42	$41.7K	0
Mar 27, 2025	Newton Kiera	Director	Sell	575	$10.52	$6.1K	0
Mar 25, 2025	NILSEN TERESA M	President, COO and Secretary	Sell	8,000	$10.53	$84.2K	0
Mar 20, 2025	NILSEN TERESA M	President, COO and Secretary	Sell	7,860	$10.45	$82.1K	0
Feb 27, 2025	Fahy Kathryn	SVP and CFO	Sell	8,000	$11.07	$88.6K	0
Mar 24, 2023	OFFENBACH RODGER		Sell	500	$7.80	$3.9K	115,573
Mar 16, 2023	OFFENBACH RODGER		Sell	500	$8.03	$4.0K	116,073
Mar 2, 2023	Pomilia Susan Weber	Director	Sell	11,225	$9.02	$101.3K	52,062
Dec 13, 2022	OFFENBACH RODGER		Sell	2,615	$8.33	$21.8K	116,573
Mar 14, 2022	STEADMAN DANIEL B	Executive Vice President	Sell	15,010	$9.83	$147.6K	42,987-26%
May 19, 2021	OFFENBACH RODGER	Director	Sell	2,000	$9.00	$18.0K	109,438