Charles Aubrey Smith III

Charles Aubrey Smith III serves as Chief Risk Officer at Morgan Stanley (MS). This page tracks their complete SEC Form 4 insider trading history including stock purchases and sales.

Total Buys

0 trades

$0.00

Total Sells

2 trades

$1.53M

Net Position

Net Seller

$1.53M

Companies Traded

Active Period

Jul 2023 – Apr 2024

2 total trades

Most Recent

Sell MS

Apr 19, 2024 · $1.01M

Charles Aubrey Smith III's Insider Trading at Morgan Stanley (MS)

Buys

0 · $0.00

Sells

2 · $1.53M

Total Shares Bought

Total Shares Sold

16,800

MS Price Chart

Loading chart...

Date	Type	Shares	Avg Price	Value	Shares After
Apr 19, 2024	Sell	11,200	$90.09	$1.01M	126,190
Jul 21, 2023	Sell	5,600	$92.41	$517.5K	136,512

Related Insiders

GROSSMAN ERIC F

officer: Chief Legal/Admin Officer

MSSell · Apr 20, 2026

SAPERSTEIN ANDREW M

officer: Co-President

MSSell · Apr 17, 2026

CRAWLEY MANDELL

officer: Chief Client Officer

MSSell · Apr 17, 2026

SIMKOWITZ DANIEL A

officer: Co-President

MSSell · Apr 17, 2026

YESHAYA SHARON

officer: Chief Financial Officer

MSSell · Jan 22, 2026

Michael A. Pizzi

Head Technology & Operations

MSSell · Jan 22, 2026

SMITH CHARLES A

officer: Chief Risk Officer

MSSell · Jan 22, 2026

PICK EDWARD

Chairman and CEO

MSSell · Jan 16, 2026

Explore More Insider Trading Data

MS Insider Trading Activity

View all insider trades at Morgan Stanley

Financial Services Sector Insider Trades

See insider activity across financial services stocks

Latest Insider Buys

Most recent insider purchases across all stocks

CEO Stock Purchases

Track CEO buying activity